Securities Act of 1933: Federal law governing the initial offering and sale of securities, including registration requirements and exemptions
Securities Exchange Act of 1934: Federal law regulating secondary market trading of securities and establishing SEC oversight
UCC Article 8: Uniform Commercial Code Article governing investment securities, including rules for transfer and ownership
Internal Revenue Code: Federal tax regulations affecting stock transfers, including capital gains considerations and reporting requirements
State Corporation Laws: State-specific laws governing corporate operations, including stock issuance and transfer requirements
Blue Sky Laws: State securities laws regulating the offering and sale of securities to protect investors from fraudulent activities
State UCC Adoptions: State-specific versions and modifications of the Uniform Commercial Code affecting securities transfers
SEC Regulations: Federal regulatory framework for securities transactions, including disclosure requirements and transfer restrictions
FINRA Rules: Regulations governing broker-dealers involved in securities transfers and trading
Stock Exchange Rules: Requirements set by specific exchanges for listed companies regarding stock transfers and documentation
Articles of Incorporation: Company's founding document that may contain restrictions or requirements for stock transfers
Corporate Bylaws: Internal rules governing company operations, including procedures for stock transfers
Shareholder Agreements: Contracts between shareholders that may contain transfer restrictions or rights of first refusal
