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Financial Consulting Services Agreement
"I need a Financial Consulting Services Agreement for my tech startup in Manila, hiring a financial advisory firm to provide investment planning and fundraising strategy services starting March 2025, with strict confidentiality provisions and compliance with Philippine startup regulations."
1. Parties: Identification of the consultant and client, including full legal names, addresses, and registration details
2. Background: Context of the agreement, brief description of the client's needs and consultant's expertise
3. Definitions: Definitions of key terms used throughout the agreement
4. Scope of Services: Detailed description of the financial consulting services to be provided
5. Term and Timeline: Duration of the agreement and key milestone dates
6. Fees and Payment Terms: Compensation structure, payment schedule, expenses, and invoicing procedures
7. Obligations of the Consultant: Detailed responsibilities, delivery requirements, and service standards
8. Client Responsibilities: Client's obligations including providing information, access, and cooperation
9. Confidentiality: Protection of confidential information and trade secrets
10. Intellectual Property: Ownership and usage rights of any deliverables or materials
11. Representations and Warranties: Assertions about qualifications, compliance with laws, and service quality
12. Limitation of Liability: Caps on liability and exclusions of certain types of damages
13. Termination: Conditions and procedures for ending the agreement
14. Dispute Resolution: Process for resolving disagreements, including jurisdiction and governing law
15. General Provisions: Standard clauses including notices, amendments, and severability
1. Regulatory Compliance: Specific section addressing compliance with BSP, SEC, or other regulatory requirements when services involve regulated activities
2. Data Protection: Detailed procedures for handling personal and financial data when significant data processing is involved
3. Anti-Money Laundering: Specific provisions for AML compliance when services involve financial transactions or advisory
4. Force Majeure: Provisions for unforeseen circumstances preventing performance
5. Insurance: Insurance requirements when higher-risk services are involved
6. Non-Competition: Restrictions on competitive activities when necessary to protect business interests
7. International Services: Additional provisions for cross-border services or international clients
8. Subcontracting: Terms governing the use of subcontractors when allowed
1. Schedule A - Service Description: Detailed breakdown of specific services, methodologies, and deliverables
2. Schedule B - Fee Schedule: Detailed fee structure, rates, and payment terms
3. Schedule C - Service Levels: Performance metrics, response times, and quality standards
4. Schedule D - Key Personnel: List of key team members and their roles
5. Schedule E - Compliance Requirements: Specific regulatory requirements and compliance procedures
6. Schedule F - Client Materials: List of materials and information to be provided by the client
7. Appendix 1 - Report Templates: Standard formats for reports and deliverables
8. Appendix 2 - Security Protocols: Data security and confidentiality procedures
Authors
Financial Services
Professional Services
Banking
Investment Management
Corporate Finance
Real Estate
Manufacturing
Retail
Technology
Healthcare
Energy
Telecommunications
Education
Non-Profit Organizations
Small and Medium Enterprises
Legal
Finance
Procurement
Compliance
Risk Management
Operations
Corporate Governance
Treasury
Investment
Business Development
Administrative
Chief Financial Officer
Finance Director
Financial Controller
Finance Manager
Corporate Treasurer
Financial Analyst
Investment Manager
Business Development Manager
Procurement Manager
Legal Counsel
Compliance Officer
Risk Manager
Managing Director
Chief Executive Officer
Operations Manager
Contract Manager
Company Secretary
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