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Financial Consulting Services Agreement Template for Philippines

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Key Requirements PROMPT example:

Financial Consulting Services Agreement

"I need a Financial Consulting Services Agreement for my tech startup in Manila, hiring a financial advisory firm to provide investment planning and fundraising strategy services starting March 2025, with strict confidentiality provisions and compliance with Philippine startup regulations."

Document background
The Financial Consulting Services Agreement is essential for businesses and individuals seeking professional financial advisory services in the Philippines. This document is typically used when engaging financial consultants for services such as financial planning, investment advisory, risk management, or strategic financial guidance. The agreement ensures compliance with Philippine regulatory requirements, including BSP and SEC regulations, while protecting both parties' interests through clear definition of services, responsibilities, and deliverables. It's particularly important given the regulated nature of financial services in the Philippines and the need to address specific local legal requirements such as data privacy, professional liability, and anti-money laundering compliance.
Suggested Sections

1. Parties: Identification of the consultant and client, including full legal names, addresses, and registration details

2. Background: Context of the agreement, brief description of the client's needs and consultant's expertise

3. Definitions: Definitions of key terms used throughout the agreement

4. Scope of Services: Detailed description of the financial consulting services to be provided

5. Term and Timeline: Duration of the agreement and key milestone dates

6. Fees and Payment Terms: Compensation structure, payment schedule, expenses, and invoicing procedures

7. Obligations of the Consultant: Detailed responsibilities, delivery requirements, and service standards

8. Client Responsibilities: Client's obligations including providing information, access, and cooperation

9. Confidentiality: Protection of confidential information and trade secrets

10. Intellectual Property: Ownership and usage rights of any deliverables or materials

11. Representations and Warranties: Assertions about qualifications, compliance with laws, and service quality

12. Limitation of Liability: Caps on liability and exclusions of certain types of damages

13. Termination: Conditions and procedures for ending the agreement

14. Dispute Resolution: Process for resolving disagreements, including jurisdiction and governing law

15. General Provisions: Standard clauses including notices, amendments, and severability

Optional Sections

1. Regulatory Compliance: Specific section addressing compliance with BSP, SEC, or other regulatory requirements when services involve regulated activities

2. Data Protection: Detailed procedures for handling personal and financial data when significant data processing is involved

3. Anti-Money Laundering: Specific provisions for AML compliance when services involve financial transactions or advisory

4. Force Majeure: Provisions for unforeseen circumstances preventing performance

5. Insurance: Insurance requirements when higher-risk services are involved

6. Non-Competition: Restrictions on competitive activities when necessary to protect business interests

7. International Services: Additional provisions for cross-border services or international clients

8. Subcontracting: Terms governing the use of subcontractors when allowed

Suggested Schedules

1. Schedule A - Service Description: Detailed breakdown of specific services, methodologies, and deliverables

2. Schedule B - Fee Schedule: Detailed fee structure, rates, and payment terms

3. Schedule C - Service Levels: Performance metrics, response times, and quality standards

4. Schedule D - Key Personnel: List of key team members and their roles

5. Schedule E - Compliance Requirements: Specific regulatory requirements and compliance procedures

6. Schedule F - Client Materials: List of materials and information to be provided by the client

7. Appendix 1 - Report Templates: Standard formats for reports and deliverables

8. Appendix 2 - Security Protocols: Data security and confidentiality procedures

Authors

Alex Denne

Head of Growth (Open Source Law) @ Ƶ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions












































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Relevant Industries

Financial Services

Professional Services

Banking

Investment Management

Corporate Finance

Real Estate

Manufacturing

Retail

Technology

Healthcare

Energy

Telecommunications

Education

Non-Profit Organizations

Small and Medium Enterprises

Relevant Teams

Legal

Finance

Procurement

Compliance

Risk Management

Operations

Corporate Governance

Treasury

Investment

Business Development

Administrative

Relevant Roles

Chief Financial Officer

Finance Director

Financial Controller

Finance Manager

Corporate Treasurer

Financial Analyst

Investment Manager

Business Development Manager

Procurement Manager

Legal Counsel

Compliance Officer

Risk Manager

Managing Director

Chief Executive Officer

Operations Manager

Contract Manager

Company Secretary

Industries








Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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