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Employee Notice Of Discipline Template for England and Wales

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Key Requirements PROMPT example:

Employee Notice Of Discipline

"I need to draft an Employee Notice of Discipline for a warehouse supervisor who has repeatedly failed to follow safety protocols, including three documented incidents in January 2025, and requires a final written warning with specific performance improvement targets."

Document background
The Employee Notice of Discipline is a crucial document in the formal disciplinary process under English and Welsh employment law. It serves as an official record of disciplinary action and is typically issued following an investigation into misconduct or performance issues. The notice must adhere to ACAS guidelines and relevant employment legislation, providing clear documentation of the issues, evidence, and consequences. This document forms part of the employee's personnel record and may be relevant in future employment tribunal proceedings, making it essential that it is properly drafted and contains all necessary information.
Suggested Sections

1. Header Information: Company letterhead, date, employee details, reference number

2. Nature of Disciplinary Issue: Clear description of the misconduct or performance issue

3. Evidence and Investigation Findings: Summary of evidence and investigation outcomes

4. Disciplinary Action: Specific action being taken (warning, suspension, etc.)

5. Expected Improvements: Clear outline of required changes in conduct or performance

6. Timeframes: Duration of warning or action, improvement deadlines

7. Appeal Rights: Information about the right to appeal and process

Optional Sections

1. Support Measures: Additional training or support offered, used when performance-related

2. Previous Warnings: Reference to prior disciplinary actions, included if relevant

3. Union Representative Details: Include if employee has union representation

Suggested Schedules

1. Investigation Report: Detailed findings from disciplinary investigation

2. Evidence Documents: Copies of relevant evidence referenced in notice

3. Company Policies: Relevant policies that have been breached

4. Appeal Form: Standard form for submitting an appeal

Authors

Alex Denne

Head of Growth (Open Source Law) @ ¶¶Òõ¶ÌÊÓÆµ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions
























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Relevant Industries
Relevant Teams
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Industries

Employment Rights Act 1996: Primary legislation establishing basic employment rights, fair disciplinary procedures, requirements for written statements, and provisions regarding unfair dismissal

Equality Act 2010: Legislation ensuring disciplinary actions are non-discriminatory, protecting against unfair treatment based on protected characteristics, and requiring reasonable adjustments for disabled employees

ACAS Code of Practice on Disciplinary and Grievance Procedures: Practical guidance document for handling disciplinary situations, setting out principles of natural justice and best practices. While not legally binding, non-compliance can result in increased tribunal awards

Human Rights Act 1998: Legislation ensuring right to fair hearing, protecting privacy rights, and guaranteeing right to representation in disciplinary proceedings

Data Protection Act 2018 and UK GDPR: Regulations governing how personal information must be handled, requiring fair and lawful processing of disciplinary information, and establishing record-keeping requirements

Trade Union and Labour Relations (Consolidation) Act 1992: Legislation establishing rights regarding union representation and considerations for collective agreements in disciplinary procedures

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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