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Securities Act of 1933: Primary federal legislation governing securities offerings, including Section 4(a)(2) and Regulation D for private placements. Requires registration of securities offerings unless an exemption applies.

Securities Exchange Act of 1934: Regulates secondary market trading, establishes SEC oversight, and provides ongoing reporting requirements for public companies.

Sarbanes-Oxley Act of 2002: Establishes enhanced corporate governance and financial disclosure requirements, including internal controls and management certification of financial statements.

Dodd-Frank Act: Comprehensive financial reform legislation that includes provisions affecting securities transactions, investor protection, and market oversight.

Blue Sky Laws: State-specific securities regulations that govern securities offerings within each state, including registration and exemption requirements.

Investment Company Act of 1940: Regulates investment companies and their offerings, potentially applicable depending on the type of security being sold.

State Corporate Laws: State-specific laws governing corporate formation, governance, and operations, including Delaware General Corporation Law for Delaware corporations.

SEC Regulations: Specific rules including Regulation D, Regulation A, and Rule 144, which provide frameworks for various types of securities offerings and transfers.

Uniform Commercial Code: Standardized state laws governing commercial transactions, including provisions relevant to securities sales and transfers.

Internal Revenue Code: Federal tax laws affecting securities transactions, including capital gains, losses, and other tax implications of securities purchases.

Rule 10b-5: Key anti-fraud provision prohibiting deceptive practices in connection with the purchase or sale of securities.

FINRA Regulations: Rules governing broker-dealers and their involvement in securities transactions, including conduct requirements and investor protection measures.