The Contract of Sale of Shares is a crucial document used when transferring ownership of company shares in the United States. It serves as the primary instrument for documenting share transactions, whether for private or public companies. The agreement must comply with both federal securities laws (including SEC regulations) and state-specific requirements. It typically includes detailed provisions about the transaction structure, representations and warranties, conditions precedent, and completion mechanics. This document is particularly important for maintaining clear records of share ownership and ensuring regulatory compliance in corporate transactions.
Your data doesn't train Genie's AI
You keep IP ownership of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let ¶¶Òõ¶ÌÊÓƵ's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
1. Parties: Identification of buyer(s) and seller(s), including full legal names and addresses
2. Background/Recitals: Context of the transaction, including company details and reason for sale
3. Definitions: Key terms used throughout the agreement
4. Sale and Purchase: Core transaction terms including number of shares, price, and class of shares
5. Consideration: Payment terms, method, and timing
6. Completion: Details of closing process, timing, and deliverables
7. Seller's Warranties: Standard warranties regarding share ownership and authority to sell
8. Governing Law: Applicable jurisdiction and dispute resolution
1. Conditions Precedent: Conditions that must be met before completion - used for complex transactions or regulatory requirements
2. Non-competition: Restrictions on seller's future activities - used when selling controlling interest
3. Tag-along Rights: Rights of minority shareholders to join the sale - used in partial stake sales
4. Drag-along Rights: Rights to force minority shareholders to join the sale - used in majority stake sales
1. Schedule 1 - Share Details: Detailed description of shares being sold including share certificates
2. Schedule 2 - Company Information: Key company details including financial statements
3. Schedule 3 - Warranties: Detailed warranties and representations
4. Schedule 4 - Disclosure Letter: Exceptions to warranties
5. Schedule 5 - Board Resolutions: Corporate approvals for the transaction
6. Schedule 6 - Regulatory Approvals: Copies of required regulatory clearances
Authors
Relevant legal definitions
Clauses
Relevant Industries
Relevant Teams
Relevant Roles
Find the exact document you need
Credit Agreement Margin Account
A U.S.-governed agreement establishing terms for margin lending between a broker-dealer and customer for securities trading.
find out more
Model Intercreditor Agreement
A U.S.-law governed agreement establishing rights and priorities between different classes of creditors in secured financing transactions.
find out more
Simple Loan Agreement With Collateral
A U.S. legal agreement establishing terms for a secured loan, including collateral provisions and repayment terms.
find out more
Sale Of LLC Interest Agreement
A U.S. legal agreement documenting the sale and transfer of ownership interests in a Limited Liability Company from one party to another.
find out more
Sale Of Shares Agreement LLC
A U.S. legal agreement documenting the sale and transfer of ownership interests in a Limited Liability Company.
find out more
Collateral Substitute Exchange Agreement
A U.S. legal agreement enabling the exchange of existing loan collateral with substitute collateral while maintaining security interests under UCC provisions.
find out more
Chattel Mortgage Security Agreement
A U.S. legal document creating a security interest in movable property (chattel) to secure a loan, governed by the UCC and state laws.
find out more
Pre Lease Deposit Agreement
A U.S. legal document securing a deposit payment prior to executing a formal lease agreement, subject to state-specific property laws.
find out more
Lending Agreement With Collateral
A U.S.-governed agreement establishing terms for a secured loan, including collateral provisions and security interests under UCC.
find out more
Security Agreement Contract
A U.S.-governed agreement creating a security interest in collateral to secure an obligation, subject to UCC Article 9.
find out more
Pledge Security Agreement
A U.S. law-governed agreement creating a security interest in assets to secure an obligation, subject to UCC Article 9.
find out more
Auto Security Agreement
A U.S. legal document creating a lender's security interest in a motor vehicle under UCC Article 9 and state laws.
find out more
Restaurant Investment Contract
A U.S.-governed agreement establishing terms for restaurant business investment, including ownership rights and profit-sharing arrangements.
find out more
Broker Dealer Referral Agreement
A U.S.-governed agreement establishing terms for referring clients to broker-dealers, compliant with SEC and FINRA regulations.
find out more
Key Holding Contract
A U.S.-compliant agreement governing the professional storage and management of property keys by a security service provider.
find out more
Security Interest Agreement
A U.S. legal document creating an enforceable security interest in collateral under UCC Article 9 to secure an obligation.
find out more
Safe Deposit Box Lease Agreement
A U.S.-governed agreement between a financial institution and customer for the rental and use of a secure storage box within the institution's premises.
find out more
Mortgage Security Agreement
A U.S. legal document creating a security interest in real property to secure a loan, subject to federal and state mortgage regulations.
find out more
Stock Collateral Loan Agreement
A U.S.-governed agreement establishing terms for a loan secured by stocks or securities, subject to federal and state securities regulations.
find out more
Pledged Collateral Account Control Agreement
A U.S. tri-party agreement establishing control over accounts pledged as collateral under UCC Article 9.
find out more
Tri Party Collateral Agreement
A U.S.-governed agreement between three parties establishing terms for custody and management of collateral assets, including rights and obligations of pledgor, secured party, and custodian.
find out more
Safe Deposit Box Rental Agreement
A U.S.-compliant contract establishing terms for renting a secure storage box from a financial institution.
find out more
Purchase Money Security Agreement
A U.S. legal document under UCC Article 9 that creates a security interest in specific purchased goods to secure their financing.
find out more
Master Loan And Security Agreement
A U.S.-governed agreement combining loan terms and security arrangements for secured lending transactions.
find out more
Loan Against Shares Agreement
A U.S.-governed agreement establishing terms for loans secured by shares as collateral, subject to federal and state securities regulations.
find out more
Cyber Security Agreement
A U.S.-governed agreement establishing terms for cybersecurity services, data protection, and incident response procedures.
find out more
Confidentiality Ip And Data Protection Agreement
A U.S.-governed agreement combining confidentiality, IP protection, and data privacy compliance obligations.
find out more
Preferred Stock Subscription Agreement
A U.S.-governed agreement documenting the purchase of preferred stock by investors, including terms, conditions, and rights of the investment.
find out more
Debenture Purchase Agreement
A U.S.-governed agreement for the issuance and purchase of corporate debentures, subject to federal and state securities laws.
find out more
Purchase Security Agreement
A U.S. legal document creating a security interest in property to secure payment or performance of an obligation, governed by UCC Article 9.
find out more
Note And Warrant Purchase Agreement
A U.S.-governed agreement establishing terms for investors to purchase convertible notes and warrants from a company.
find out more
Note And Security Agreement
A U.S. legal document combining a promissory note with a security agreement, establishing loan terms and collateral rights under UCC provisions.
find out more
Global Collateral Account Control Agreement
A U.S.-governed agreement establishing control over global collateral accounts and security interests under UCC regulations.
find out more
Factoring And Security Agreement
A U.S.-governed agreement establishing terms for the sale of accounts receivable to a factor and granting associated security interests.
find out more
Debenture Trustee Agreement
A U.S.-governed agreement appointing a trustee to act on behalf of debenture holders and setting out the terms of the relationship between issuer and trustee.
find out more
Data Protection Agreement
A legally binding agreement governing personal data processing and protection under U.S. federal and state privacy laws.
find out more
Consumer Security Agreement
A U.S. legal document that establishes a lender's security interest in a consumer borrower's property as collateral for a loan or credit.
find out more
Commercial Pledge Agreement
A U.S.-governed agreement establishing a security interest in assets as collateral for securing obligations.
find out more
Collateral Control Agreement
A U.S.-governed agreement establishing third-party control over collateral securing a loan or obligation, subject to UCC Article 9.
find out more
Preferred Equity Agreement
A U.S.-governed agreement establishing terms and conditions for preferred stock issuance, including investor rights and privileges.
find out more
Mortgage Bond Agreement
A U.S. legal document establishing terms for mortgage-backed bonds secured by real property.
find out more
Membership Interest Pledge Agreement
A U.S. legal document creating a security interest in LLC membership interests, used to pledge ownership interests as collateral.
find out more
Membership Interest Agreement
A U.S. legal document governing the transfer of LLC membership interests, subject to federal and state regulations.
find out more
Lease Security Agreement
A U.S. legal document establishing terms for lease security deposits and other forms of lease security, compliant with federal and state regulations.
find out more
Irrevocable Pledge Agreement
A U.S.-governed agreement creating an irrevocable security interest in assets to secure an obligation or debt.
find out more
Guaranty And Security Agreement
A U.S. legal document combining a payment guarantee with security interest in collateral, governed by UCC and federal laws.
find out more
Global Master Repurchase Agreement
A standardized U.S.-law agreement governing repurchase and reverse repurchase transactions in securities markets.
find out more
Equipment Security Agreement
A U.S. legal document creating a security interest in equipment to secure a loan or other obligation under UCC Article 9.
find out more
Data Security Agreement
A U.S.-compliant legal agreement establishing data security requirements and responsibilities between parties sharing or processing sensitive data.
find out more
Compulsory Convertible Debentures Agreement
A U.S.-governed agreement for debt instruments that mandatorily convert to equity, outlining issuance terms, conversion mechanics, and compliance requirements.
find out more
Auto Loan Security Agreement
A U.S.-governed agreement establishing a lender's security interest in a financed vehicle while detailing loan terms and obligations.
find out more
Stock Escrow Agreement
A U.S.-governed agreement establishing terms for holding shares in escrow through a third-party agent until specified conditions are met.
find out more
Security Deposit Installment Agreement
A U.S. legal agreement allowing tenants to pay their security deposit in multiple installments rather than one lump sum.
find out more
Personal Security Agreement
A U.S. legal document creating a security interest in personal property to secure an obligation, governed by UCC Article 9.
find out more
Omnibus Loan And Security Agreement
A U.S.-governed agreement that combines multiple loan facilities and security arrangements into a single comprehensive document.
find out more
Information Security Agreement
A U.S.-governed agreement establishing information security standards and requirements between parties sharing sensitive data.
find out more
Copyright Security Agreement
A U.S. legal agreement creating a security interest in copyrighted works as collateral for a loan or obligation.
find out more
Confidentiality And Security Agreement
A U.S.-governed agreement that combines confidentiality obligations with specific security requirements to protect sensitive information.
find out more
Collateral Account Agreement
A U.S. law-governed agreement establishing control over and security interest in a deposit account pledged as collateral.
find out more
Chattel Security Agreement
A U.S. legal document creating a security interest in personal property under UCC Article 9 to secure an obligation.
find out more
Business Security Agreement
A U.S. law-governed agreement creating a security interest in business assets to secure an obligation, regulated primarily by the UCC.
find out more
Account Control Agreement Collateral
A U.S.-governed three-party agreement establishing control over collateral accounts under UCC Article 9 to perfect security interests.
find out more
Trademark Security Agreement
A U.S. legal agreement creating a security interest in trademarks as collateral for a loan or other obligation.
find out more
Sale Of Membership Interest Agreement
A U.S. legal agreement governing the sale and transfer of ownership interests in an LLC from one party to another.
find out more
Retail Installment Contract And Security Agreement
A U.S. legal agreement enabling installment purchases while securing the seller's interest in the goods under federal and state regulations.
find out more
Subordinated Creditors Security Agreement
A U.S. law-governed agreement establishing priority and security interests between senior and subordinated creditors against shared collateral.
find out more
Sublease Deposit Agreement
A U.S.-governed agreement establishing terms for security deposit handling in sublease arrangements, ensuring compliance with federal and state deposit regulations.
find out more
Personal Loan Contract With Collateral
A U.S.-compliant agreement documenting a personal loan secured by collateral, specifying loan terms and security arrangements.
find out more
Convertible Bond Subscription Agreement
A U.S. law-governed agreement for the subscription of convertible bonds, detailing investment terms and conversion rights.
find out more
Broker Dealer Contract
A US-regulated agreement establishing terms for broker-dealer services and securities trading activities.
find out more
Shareholder Agreement Transfer Of Shares
A U.S.-governed legal agreement establishing terms and conditions for the transfer of company shares between shareholders.
find out more
Third Party Collateral Agreement
A U.S.-governed agreement where a third party pledges their assets as collateral to secure another party's debt obligations.
find out more
Stock Transfer Restriction Agreement
A U.S. legal agreement that establishes restrictions and conditions on the transfer of company shares.
find out more
Deposit Pledge Agreement
A U.S. legal agreement creating a security interest in deposit accounts as collateral for obligations, governed by UCC Article 9 and banking regulations.
find out more
Credit And Security Agreement
A U.S.-governed agreement that combines credit facility terms with security arrangements, establishing lending terms and creating security interests in collateral.
find out more
Bank Account Pledge Agreement
A U.S.-law governed agreement creating a security interest in a deposit account under UCC Article 9.
find out more
Security Control Agreement
A U.S. legal agreement establishing security controls for companies with foreign ownership requiring access to classified information.
find out more
Key Holding Agreement
A U.S. legal agreement establishing terms for professional key storage and management services by a security company.
find out more
Inventory Security Agreement
A U.S. legal document creating a security interest in inventory as collateral, governed by UCC Article 9.
find out more
Security Agreement Form
A U.S. law-governed agreement that creates a security interest in collateral to secure obligations under UCC Article 9.
find out more
Reinsurance Security Agreement
A U.S.-governed agreement establishing collateral arrangements between reinsurer and cedent to secure reinsurance obligations.
find out more
Debenture Subscription Agreement
A U.S.-governed agreement detailing terms and conditions for subscribing to corporate debentures, subject to federal and state securities laws.
find out more
Stock Pledge Agreement
A U.S. legal agreement creating a security interest in shares of stock as collateral for an obligation, governed by UCC and securities laws.
find out more
Security Account Control Agreement
A U.S. tri-party agreement establishing control over a securities account to perfect a security interest under the UCC.
find out more
Convertible Debenture Agreement
A U.S.-governed agreement establishing terms for debt that can convert to equity, subject to federal and state securities laws.
find out more
Collateral Security Agreement
A U.S. legal agreement creating a security interest in collateral to secure an obligation, governed by UCC Article 9.
find out more
Receivables Pledge Agreement
A U.S. security agreement granting rights over accounts receivable as collateral, governed by UCC Article 9 and state law.
find out more
Personal Data Protection Agreement
A legally binding agreement governing personal data protection under U.S. federal and state privacy laws.
find out more
Master Security Agreement
A U.S.-governed agreement establishing security interests in collateral to secure obligations under Article 9 of the UCC.
find out more
Equity Repurchase Agreement
A U.S. legal agreement governing the terms of a company's repurchase of its own shares from existing shareholders.
find out more
Collateral Sharing Agreement
A U.S.-governed agreement establishing terms for multiple creditors to share security interests in common collateral.
find out more
Stock Lending Agreement
A U.S.-governed agreement establishing terms for temporary transfer of securities between lender and borrower, with collateral requirements and fee arrangements.
find out more
Stock Issuance Agreement
A U.S. legal agreement governing the issuance of company shares to a purchaser, including terms, conditions, and transfer restrictions.
find out more
Share Security Agreement
A U.S. legal document creating a security interest in shares as collateral for obligations, governed by federal securities laws and state UCC provisions.
find out more
Promissory Note And Security Agreement
A U.S. legal document combining a debt repayment promise with a security interest in collateral, governed by state and federal laws.
find out more
Collateral Access Agreement
A U.S. agreement allowing lenders to access and remove collateral from leased premises, while addressing competing interests between landlords and secured creditors.
find out more
Convertible Note Agreement
A U.S.-governed agreement establishing terms for debt that converts to equity, typically used in early-stage company financing.
find out more
Third Party Security Agreement
A U.S. legal agreement where a third party provides security for another party's debt obligations under UCC Article 9.
find out more
³Ò±ð²Ô¾±±ð’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; ³Ò±ð²Ô¾±±ð’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)