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1. Client Personal Information: Basic identification details including full name, date of birth, nationality, tax identification number, and contact information
2. Employment and Business Information: Details of occupation, employer/business name, nature of work/business, and source of funds
3. Financial Profile: Current financial status including income range, assets, liabilities, and regular financial commitments
4. Investment Experience: Previous investment history, types of financial products used, and level of market understanding
5. Risk Tolerance Assessment: Series of questions to determine client's risk appetite and capacity to take financial risks
6. Investment Objectives: Client's financial goals, investment timeframe, and expected returns
7. Client Declaration: Client's confirmation of information accuracy and understanding of risk assessment results
1. Corporate Client Information: Additional section for corporate clients including ownership structure, authorized representatives, and business financial information
2. Insurance Needs Assessment: Additional questions for clients interested in insurance products
3. Foreign Investment Declaration: Required for clients interested in foreign investments, including FATCA compliance
4. High-Risk Client Enhanced Due Diligence: Additional due diligence questions for potentially high-risk clients as per AMLA requirements
5. Retirement Planning Assessment: Specific section for clients focusing on retirement planning
1. Risk Rating Matrix: Detailed explanation of how risk scores are calculated and interpreted
2. Product Risk Classification Guide: Classification of different financial products according to their risk levels
3. Required Documentation Checklist: List of supporting documents required based on client type and risk level
4. Privacy Policy Statement: Detailed information about how client data will be handled and protected
5. Risk Disclosure Statement: Comprehensive disclosure of potential risks associated with different investment types
Banking
Investment Services
Insurance
Securities Trading
Asset Management
Wealth Management
Financial Advisory
Credit Services
Microfinance
Compliance
Risk Management
Legal
Customer Service
Operations
Wealth Management
Retail Banking
Corporate Banking
Investment Advisory
Product Development
Internal Audit
Client Onboarding
Compliance Officer
Risk Manager
Financial Advisor
Relationship Manager
Branch Manager
Investment Consultant
Wealth Management Advisor
KYC Officer
AML Compliance Specialist
Customer Due Diligence Officer
Account Officer
Financial Products Specialist
Client Services Manager
Operations Manager
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