The Financial Management Agreement serves as a crucial legal instrument in the Indian financial services sector, establishing a formal relationship between financial management professionals and their clients. This document is essential when engaging professional financial management services for handling investments, assets, or portfolio management. It comprehensively outlines the scope of services, fee structures, reporting obligations, and risk disclosures while ensuring compliance with Indian regulatory requirements, particularly those set forth by SEBI and RBI. The agreement is designed to protect both parties' interests while maintaining transparency and accountability in financial management relationships, incorporating necessary provisions for KYC compliance, risk management, and dispute resolution under Indian jurisdiction.
Your data doesn't train Genie's AI
You keep IP ownership of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let Ƶ's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
1. Parties: Identification of the financial manager/firm and the client with complete details as required by regulatory requirements
2. Background: Context of the agreement and brief description of the parties' intentions
3. Definitions: Detailed definitions of terms used throughout the agreement
4. Scope of Services: Comprehensive description of financial management services to be provided
5. Appointment and Authority: Formal appointment of the financial manager and extent of their authority
6. Duties and Responsibilities: Detailed obligations of the financial manager including reporting, monitoring, and decision-making parameters
7. Client's Obligations: Requirements from the client including information provision and cooperation
8. Fees and Expenses: Detailed fee structure, payment terms, and reimbursable expenses
9. Confidentiality: Provisions for handling confidential information and data protection
10. Conflict of Interest: Disclosure and handling of potential conflicts of interest
11. Risk Disclosure: Mandatory risk warnings and acknowledgments
12. Term and Termination: Duration of agreement and conditions for termination
13. Indemnification: Mutual indemnification provisions and limitations of liability
14. Notices: Process and requirements for formal communications between parties
15. Governing Law and Jurisdiction: Specification of Indian law as governing law and jurisdiction for disputes
1. International Transactions: Include when services involve cross-border transactions or international investments
2. Digital Services: Include when offering online portfolio management or digital financial services
3. Sub-delegation: Include when the financial manager may need to delegate certain functions to third parties
4. Insurance: Include when specific insurance coverage requirements need to be detailed
5. Force Majeure: Include when needed to address market disruptions or extraordinary circumstances
6. Non-Solicitation: Include when protecting against client or employee poaching is necessary
7. Intellectual Property: Include when proprietary tools or software are part of the services
1. Schedule 1 - Fee Schedule: Detailed breakdown of all fees, charges, and commission structures
2. Schedule 2 - Investment Policy Statement: Detailed investment objectives, strategies, and constraints
3. Schedule 3 - Authorized Personnel: List of authorized representatives from both parties
4. Schedule 4 - Service Level Agreement: Specific performance metrics and service standards
5. Schedule 5 - Risk Disclosure Document: Detailed risk factors and disclaimers as required by SEBI
6. Appendix A - KYC Documentation: Required Know Your Customer documentation and compliance checklist
7. Appendix B - Reporting Templates: Standard formats for various reports and communications
8. Appendix C - Power of Attorney: If applicable, specific powers granted to the financial manager
Authors
Relevant legal definitions
Clauses
Relevant Industries
Financial Services
Banking
Wealth Management
Investment Management
Corporate Services
Family Office Services
Private Banking
Asset Management
Professional Services
Fund Management
Relevant Teams
Legal
Compliance
Finance
Risk Management
Client Relations
Operations
Investment Management
Wealth Management
Due Diligence
Treasury
Portfolio Management
Relevant Roles
Financial Manager
Portfolio Manager
Investment Advisor
Wealth Manager
Compliance Officer
Legal Counsel
Risk Manager
Client Relationship Manager
Chief Financial Officer
Investment Strategist
Asset Manager
Treasury Manager
Financial Consultant
Operations Manager
Due Diligence Officer
Find the exact document you need
Manager And Artist Contract
An Indian law-compliant agreement establishing the professional relationship between an artist and their manager, outlining rights, responsibilities, and commercial terms.
find out more
Cash Management Services Agreement
An Indian law-governed agreement establishing terms for bank-provided cash management services, including collection, disbursement, and liquidity management services.
find out more
Asset Management Agreement (Real Estate)
An Indian law-governed agreement establishing terms for professional management of real estate assets between property owners and asset management companies.
find out more
Managerial Agreement
An Indian law-governed employment agreement defining terms and conditions for managerial positions, including duties, compensation, and obligations.
find out more
Social Media Manager Agreement
An Indian law-governed agreement establishing terms between a social media manager and client, covering service scope, compliance, and deliverables.
find out more
Car Park Management Agreement
An Indian law-governed agreement establishing terms for parking facility management and operations, including responsibilities, revenue sharing, and compliance requirements.
find out more
Employee Management Agreement
An Indian law-governed agreement establishing employment terms, conditions, and management framework between employer and employee.
find out more
Exclusive Artist Management Agreement
An Indian law-governed agreement establishing exclusive representation rights between an artist and their management, outlining duties, compensation, and terms of engagement.
find out more
Management Consulting Agreement
An Indian law-governed agreement establishing terms and conditions for management consulting services, including scope, deliverables, and professional obligations.
find out more
Managing Director Service Agreement
An Indian law-governed agreement establishing employment terms and conditions for a Managing Director, aligned with Companies Act 2013 requirements.
find out more
Asset Management Contract
An Indian law-governed agreement establishing terms for professional asset management services, compliant with SEBI regulations.
find out more
Restaurant Manager Employment Contract
An India-compliant employment contract for restaurant managers, outlining terms, conditions, and responsibilities in accordance with Indian labor laws and food service regulations.
find out more
Vessel Management Agreement
An Indian law-governed agreement between vessel owners and management companies for professional ship management services, outlining operational responsibilities and compliance requirements.
find out more
Producer Management Agreement
An Indian law-governed agreement establishing terms between a producer and their management representative, covering services, commissions, and mutual obligations.
find out more
Interim Management Contract
An Indian law-governed agreement establishing a temporary management relationship between a company and an interim manager, defining key terms, responsibilities, and conditions of engagement.
find out more
Litigation Management Agreement
An Indian law-governed agreement establishing the framework for litigation management services between a law firm and client, including service scope, responsibilities, and fee structures.
find out more
Resident Manager Contract
An Indian law-governed employment agreement for resident managers of residential properties, defining their duties, accommodation, and terms of service.
find out more
Office Manager Employment Agreement
An Indian law-governed employment agreement establishing terms and conditions for an Office Manager position, ensuring compliance with local labor laws and regulations.
find out more
Waste Management Agreement
An Indian law-governed agreement for professional waste management services, detailing collection, disposal, and compliance requirements under Indian environmental regulations.
find out more
Sub Management Agreement
An Indian law-governed agreement delegating management responsibilities from a Principal Company to a Sub-Manager, establishing terms, scope, and compliance requirements.
find out more
Resident Manager Agreement
An Indian law-governed agreement establishing employment terms and accommodation arrangements for a resident property manager.
find out more
Online Business Manager Contract
An Indian law-governed contract template for engaging Online Business Managers, covering service delivery, compensation, and digital business operations.
find out more
Agreement For Appointment Of Managing Director
An Indian law-governed agreement establishing the terms and conditions for appointing a Managing Director in compliance with the Companies Act, 2013.
find out more
Land Management Contract
An Indian law-governed agreement establishing terms for professional land management services, defining parties' rights and obligations under central and state property regulations.
find out more
Parking Management Agreement
An Indian law-governed agreement establishing terms for professional management of parking facilities, including operations, maintenance, and revenue management.
find out more
Money Management Contract
An Indian law-governed agreement between a money manager and client establishing terms for professional financial asset management under SEBI regulations.
find out more
Exclusive Property Management Agreement
An Indian law-governed agreement establishing exclusive property management rights and responsibilities between a property owner and management company.
find out more
Residential Leasing And Property Management Agreement
An Indian law-governed agreement establishing terms for professional management and leasing of residential property, aligned with the Model Tenancy Act 2021 and state regulations.
find out more
Hospital Management Agreement
An Indian law-governed agreement establishing terms for professional management of a hospital facility, defining operational responsibilities and performance standards.
find out more
Branch Manager Agreement
An Indian law-governed employment agreement defining terms, conditions, and responsibilities for branch managers, including operational authority and compliance requirements.
find out more
Management Takeover Agreement
An Indian law agreement governing the transfer of management control between entities, outlining transition terms and compliance requirements.
find out more
Management Employment Contract
An Indian law-governed employment agreement for management-level employees, establishing key terms of employment and compliance with Indian labor regulations.
find out more
Farm Management Agreement
An Indian law-governed agreement establishing terms for professional farm management services, defining operational responsibilities and financial arrangements between farm owners and managers.
find out more
Event Management Partnership Agreement
An Indian law-governed agreement establishing a partnership between parties for event management services, defining operational and financial terms.
find out more
Cash Account Management Agreement
An Indian law-governed agreement between a bank and account holder establishing terms for cash account management services and operations.
find out more
Bar Management Agreement
An agreement governing bar management services in India, establishing operational terms and compliance with state-specific liquor licensing and regulatory requirements.
find out more
Acting Manager Contract
An Indian law-governed agreement establishing the terms and conditions between an actor/performer and their professional manager or management agency.
find out more
Shareholder Management Agreement
An Indian law-governed agreement establishing shareholder rights, responsibilities, and relationships within a company, ensuring compliant corporate governance and stakeholder protection.
find out more
Third Party Management Agreement
An Indian law-governed agreement establishing terms and conditions for third-party management services, including service scope, performance standards, and compliance requirements.
find out more
Non Exclusive Management Agreement
An Indian law-governed agreement establishing a non-exclusive management service relationship between a service provider and principal company.
find out more
ұԾ’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; ұԾ’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)