¶¶Òõ¶ÌÊÓƵ

All Countries
Research & Development
Stock Escrow Agreement

Stock Escrow Agreement Template for England and Wales

Create a bespoke document in minutes,  or upload and review your own.

4.6 / 5
4.8 / 5

Let's create your Stock Escrow Agreement

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Get your first 2 documents free

Your data doesn't train Genie's AI

You keep IP ownership of your information

Key Requirements PROMPT example:

Stock Escrow Agreement

"I need a Stock Escrow Agreement to hold 10,000 shares in my tech startup for our new CTO, with release conditions tied to a 3-year vesting schedule starting January 2025, and I want to include specific provisions for voting rights during the escrow period."

Celebrated by
Collaborations with
Investors
Document background
A Stock Escrow Agreement is commonly used in England and Wales when parties need a secure mechanism for holding shares during a transaction or corporate event. This agreement is particularly relevant in merger and acquisition transactions, employee share schemes, or when shares need to be held pending the fulfillment of certain conditions. The document details the escrow arrangement, including share deposit procedures, release mechanisms, voting rights during the escrow period, and the duties of the escrow agent. It ensures compliance with the Companies Act 2006 and relevant financial services regulations while providing clarity and protection for all parties involved.
Suggested Sections

1. Parties: Identifies all parties to the agreement including the escrow agent

2. Background: Sets out the context and purpose of the escrow arrangement

3. Definitions: Defines key terms used throughout the agreement

4. Appointment of Escrow Agent: Terms of appointment and scope of escrow agent's duties

5. Deposit of Escrow Shares: Process and requirements for depositing shares into escrow

6. Release Conditions: Conditions that must be met for shares to be released from escrow

7. Escrow Agent's Duties: Detailed obligations and responsibilities of the escrow agent

8. Fees and Expenses: Payment terms for escrow services

9. Termination: Circumstances and process for terminating the agreement

Optional Sections

1. Voting Rights: Provisions regarding how voting rights attached to the shares will be exercised during the escrow period

2. Dividend Rights: Provisions regarding the treatment of dividends and other distributions during the escrow period

3. Digital Certificate Provisions: Special provisions for handling digital share certificates and electronic transfer mechanisms

Suggested Schedules

1. Schedule 1 - Share Details: Details of shares being held in escrow including class, number, and nominal value

2. Schedule 2 - Release Mechanics: Detailed procedures for releasing shares from escrow

3. Schedule 3 - Fee Schedule: Detailed breakdown of escrow agent fees and payment terms

4. Appendix A - Form of Release Notice: Template for requesting release of shares from escrow

5. Appendix B - Transfer Forms: Standard forms for transferring shares

Authors

Alex Denne

Head of Growth (Open Source Law) @ ¶¶Òõ¶ÌÊÓƵ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

alex.den.21@genieai.co
Relevant legal definitions


























Clauses

























Relevant Industries
Relevant Teams
Relevant Roles
Industries

Companies Act 2006: Primary legislation governing share transfers, share certificate requirements, registration of shareholders, and company records requirements

Financial Services and Markets Act 2000 (FSMA): Regulates financial activities, including provisions for regulated activities, financial promotion rules, and requirements for handling financial instruments

Money Laundering Regulations 2017: Sets out due diligence requirements, verification procedures, and record-keeping obligations for financial transactions

Financial Services Act 2012: Establishes framework for financial services regulation and market conduct requirements

FCA Rules: Regulatory framework including client asset protection rules (CASS), conduct of business rules, and systems and controls requirements

UK Corporate Governance Code: Guidelines and principles for corporate governance, particularly relevant for listed companies

Common Law Principles: Foundational legal principles including contract law fundamentals, fiduciary duties, and trust law principles

UK GDPR and Data Protection Act 2018: Legislation governing the processing and protection of personal data in the UK

Electronic Commerce Regulations 2002: Regulations governing electronic transactions and digital signatures for agreement execution

Stamp Duty Reserve Tax Regulations: Tax regulations applicable to the transfer of UK shares

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Technology Escrow Agreement

find out more

Tax Escrow Agreement

find out more

Escrow Purchase Agreement

find out more

Construction Escrow Agreement

find out more

Software Escrow Agreement

An agreement under English and Welsh law governing the deposit of software source code with an escrow agent for conditional release to beneficiaries.

find out more

Escrow Release Letter

A formal instruction under English and Welsh law directing an escrow agent to release held funds or assets upon satisfaction of specified conditions.

find out more

Closing Escrow Agreement

An agreement governed by English and Welsh law that establishes terms for holding and releasing funds or assets through an escrow agent during a transaction.

find out more

Third Party Escrow Agreement

An English law agreement establishing terms for third-party custody of valuable assets or information, typically software source code, with defined release conditions.

find out more

Escrow Agreement For Sale Of Goods

A legally binding agreement under English and Welsh law that establishes terms for holding goods and/or funds in escrow until conditions for release are met.

find out more

Escrow Release Agreement

A legally binding agreement under English and Welsh law governing the release of assets held in escrow by a third party.

find out more

Escrow Disbursement Agreement

A legally binding agreement under English and Welsh law governing the terms of holding and distributing funds through an escrow arrangement.

find out more

Escrow Agreement To Hold Documents

A contract under English and Welsh law governing the safekeeping and controlled release of documents by an escrow agent.

find out more

Voluntary Escrow Agreement

An English law agreement establishing terms for holding assets in escrow until specified conditions are met.

find out more

Data Escrow Agreement

An agreement governed by English and Welsh law establishing terms for third-party data escrow services, including deposit, maintenance, and release conditions.

find out more

Escrow Waiver Agreement

A legal document under English and Welsh law that releases parties from their obligations under an existing escrow arrangement.

find out more

Escrow Holdback Agreement

A legal agreement under English and Welsh law governing the terms of holding funds in escrow as security for transaction-related obligations.

find out more

Source Code Escrow Agreement

An agreement governed by English and Welsh law for the secure third-party holding of source code, released to beneficiaries under specific conditions.

find out more

Escrow Account Agreement

A contract under English and Welsh law establishing terms for holding funds or assets in escrow by a third party pending specific conditions.

find out more

Stock Escrow Agreement

An English law agreement governing the terms of holding shares in escrow by a third-party agent, setting out deposit and release conditions.

find out more

Escrow Deposit Agreement

A legal agreement under English and Welsh law governing the terms of holding and releasing assets or funds in escrow by a trusted third party.

find out more

Download our whitepaper on the future of AI in Legal

By providing your email address you are consenting to our Privacy Notice.
Thank you for downloading our whitepaper. This should arrive in your inbox shortly. In the meantime, why not jump straight to a section that interests you here: /our-research
Oops! Something went wrong while submitting the form.

³Ò±ð²Ô¾±±ð’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; ³Ò±ð²Ô¾±±ð’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

Our bank-grade security infrastructure undergoes regular external audits

We are ISO27001 certified, so your data is secure

Organizational security

You retain IP ownership of your documents

You have full control over your data and who gets to see it

Innovation in privacy:

Genie partnered with the Computational Privacy Department at Imperial College London

Together, we ran a £1 million research project on privacy and anonymity in legal contracts

Want to know more?

Visit our for more details and real-time security updates.

Read our Privacy Policy.

Draft quality legal agreements or review documents in 3 minutes

BlogAbout UsCareersAI Legal Document Generator

Templates

Short-Form Directors Loan AgreementMandate Letter (Best Efforts)Drawdown Request (Borrower to Lender)Promissory Note (UK)Letter of Waiver (Loan)Finance Legal Templates

Industries

Legal Services

Limited Power of AttorneyBasic Binding Side LetterLetter of IntentNon Binding Comfort LetterDeed of Surrender (Lease)Templates for Lawyers

Manufacturing

Manufacturing Legal Templates

Construction

Letter of Claim (Pre-Action Protocol)Tenancy at WillSection 146 Notice (Remedy Breach of Lease)Notice Of Forfeiture Of Lease By LandlordLease Report (Long Form)Construction Legal Templates

Solutions

Use Cases

Company Types

Comparisons

Business Categories

Teams

Information

© 2024 ¶¶Òõ¶ÌÊÓƵ. All rights reserved