The Share Loan Agreement is a sophisticated financial instrument used in the Swiss market to facilitate securities lending transactions between institutional parties. This document is essential when parties wish to temporarily transfer ownership of shares while maintaining economic exposure to the securities. The agreement is structured to comply with Swiss financial market regulations, including FINMA requirements and the Federal Act on Financial Market Infrastructures. It details the lending mechanics, collateral arrangements, corporate action treatments, and regulatory reporting obligations. The Share Loan Agreement is particularly important for market making, short selling coverage, and settlement failure prevention, while ensuring adherence to Swiss regulatory requirements for securities lending transactions.
Your data doesn't train Genie's AI
You keep IP ownership of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let Ƶ's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
1. Parties: Identification of the lender and borrower, including their registered details and regulatory status
2. Background: Context of the agreement and brief description of the transaction structure
3. Definitions and Interpretation: Definitions of key terms used throughout the agreement and interpretation rules
4. Loans of Securities: Core provisions governing the lending and borrowing of shares, including loan mechanics and settlement
5. Collateral Arrangements: Requirements for posting and maintaining collateral, including types, valuation, and margin calls
6. Payments and Deliveries: Mechanisms for transferring securities, collateral, and other payments
7. Rights and Obligations: Key rights and obligations of both parties, including voting rights and corporate actions
8. Events of Default: Definition of events of default and their consequences
9. Close-out and Set-off: Procedures for early termination and settlement of obligations
10. Representations and Warranties: Standard representations and warranties from both parties
11. Tax Provisions: Treatment of taxes, including withholding tax and manufactured payments
12. Regulatory Compliance: Obligations relating to regulatory requirements and reporting
13. General Provisions: Standard contractual provisions including notices, amendments, and governing law
1. Agency Provisions: Required when either party acts as agent for underlying principals
2. Credit Support: Additional credit support arrangements beyond standard collateral requirements
3. Custody Arrangements: Specific provisions for custody of securities or collateral through third-party custodians
4. Electronic Trading Platform: Terms for using electronic platforms for trading and settlement
5. Market Disruption: Provisions dealing with market disruption events and their consequences
6. Non-Swiss Securities: Additional provisions for lending of non-Swiss securities
7. Tri-party Arrangements: Terms for involving a tri-party collateral agent
1. Schedule 1 - Form of Loan Confirmation: Template for confirming individual loan transactions
2. Schedule 2 - Eligible Securities: List and characteristics of securities eligible for lending
3. Schedule 3 - Eligible Collateral: Acceptable forms of collateral and applicable haircuts
4. Schedule 4 - Agency Terms: Detailed terms for agency relationships if applicable
5. Schedule 5 - Contact Details: Contact information for notices and operational matters
6. Schedule 6 - Regulatory Reporting Requirements: Details of reporting obligations under Swiss law
7. Appendix A - Operating Procedures: Detailed operational procedures for loans and collateral management
8. Appendix B - Tax Documentation: Required tax forms and procedures
Authors
Relevant legal definitions
Clauses
Relevant Industries
Banking
Financial Services
Investment Management
Securities Trading
Asset Management
Hedge Funds
Pension Funds
Insurance
Wealth Management
Private Banking
Relevant Teams
Legal
Compliance
Risk Management
Securities Operations
Trading
Portfolio Management
Collateral Management
Settlement
Documentation
Treasury
Regulatory Reporting
Middle Office
Front Office
Back Office
Relevant Roles
Legal Counsel
Securities Operations Manager
Compliance Officer
Risk Manager
Trading Manager
Portfolio Manager
Collateral Manager
Securities Lending Trader
Settlement Officer
Documentation Specialist
Chief Legal Officer
Head of Trading
Treasury Manager
Operations Director
Regulatory Reporting Officer
Find the exact document you need
Personal Loan Contract Between Family
Swiss-law governed agreement formalizing loan arrangements between family members, including terms for amount, repayment, and interest.
find out more
Legally Binding Loan Agreement
Swiss law-governed loan agreement establishing terms and conditions for lending arrangements, including loan amount, interest, repayment terms, and party obligations.
find out more
Simple Shareholder Loan Agreement
A Swiss-law governed agreement documenting the terms of a loan from a shareholder to their company, including key commercial terms and compliance requirements.
find out more
Employer Loan To Employee Agreement
A Swiss law-governed agreement establishing terms for an employer-provided loan to an employee, including loan amount, repayment terms, and employment-related provisions.
find out more
Unsecured Personal Loan Agreement
Swiss law-governed agreement for unsecured personal lending, compliant with Swiss Code of Obligations and Consumer Credit Act requirements.
find out more
Term Loan Facility Agreement
Swiss law-governed agreement establishing terms and conditions for a term loan facility, including loan amount, interest, repayment, and security arrangements.
find out more
Personal Loan Letter
A Swiss-law governed Personal Loan Letter documenting terms and conditions of a personal loan, including amount, interest, and repayment terms.
find out more
Family Member Promissory Note
A Swiss-law governed promissory note documenting loan arrangements between family members, incorporating specific provisions for familial financial arrangements and Swiss legal requirements.
find out more
Loan Agreement Between Family Members
Swiss law-governed loan agreement template for structured lending arrangements between family members, incorporating key Swiss legal requirements and family law considerations.
find out more
Facility Loan Agreement
Swiss law-governed agreement establishing terms and conditions for providing loan facilities, including key lending terms, security arrangements, and regulatory compliance requirements.
find out more
Overagreement
A Swiss law framework agreement establishing master terms for ongoing business relationships and future transactions.
find out more
Loan Note Register
A Swiss law-governed register documenting the ownership and transfer of loan notes, serving as the official record under Swiss securities regulations.
find out more
Litigation Financing Agreement
Swiss law-governed agreement establishing terms for third-party litigation funding, including funding scope, returns, and control mechanisms.
find out more
Inter Corporate Loan Agreement
A Swiss law-governed agreement establishing terms for corporate-to-corporate lending, structured under Swiss Code of Obligations and financial regulations.
find out more
House Loan Contract
A Swiss law-governed agreement between a lender and borrower for residential property financing, detailing loan terms, security arrangements, and obligations under Swiss banking regulations.
find out more
Money Lending Form
A Swiss-law governed agreement establishing terms and conditions for lending money, compliant with Swiss banking and financial regulations.
find out more
Subordinated Loan Agreement
A Swiss law financing agreement documenting a subordinated loan arrangement where the lender's claims rank behind senior creditors, incorporating specific Swiss legal and regulatory requirements.
find out more
Promise Note
A Swiss law-governed formal instrument containing an unconditional promise to pay a specified sum of money to a designated party at a future date.
find out more
Interest Loan Agreement
A Swiss law-governed agreement establishing terms for an interest-bearing loan, including loan amount, interest rates, and repayment conditions.
find out more
Personal Loan Between Friends Contract
A Swiss law-governed agreement formalizing a personal loan arrangement between friends, including loan terms, repayment conditions, and parties' obligations.
find out more
Contract For Land Purchase
Swiss law-governed agreement for land transfer, requiring notarization and land registry registration, detailing property specifications, price, and transfer conditions.
find out more
Loan Participation Agreement
Swiss law-governed agreement establishing terms for a financial institution's participation in a loan made by another lender, including payment mechanics and risk allocation.
find out more
Investment Loan Contract
A Swiss law-governed agreement establishing terms for providing and managing investment-focused loan facilities, incorporating key Swiss regulatory requirements and investment criteria.
find out more
Facility Agreement
A Swiss law-governed agreement establishing terms and conditions for providing financial facilities, incorporating Swiss legal requirements and international lending practices.
find out more
Small Business Loan Contract
Swiss law-governed loan agreement for small business financing, compliant with Swiss banking regulations and commercial law.
find out more
Simple Loan Term Sheet
A preliminary document under Swiss law outlining key commercial and legal terms of a proposed loan arrangement, serving as the foundation for a detailed loan agreement.
find out more
Loan Forgiveness Agreement
A Swiss law-governed agreement documenting the release of a borrower from their obligation to repay all or part of an existing loan, including associated terms and conditions.
find out more
Loan And Mortgage Agreement
A Swiss law-governed agreement combining loan provisions with mortgage security arrangements, establishing terms for lending and property security in Switzerland.
find out more
Loan Agreement Term Sheet
A Swiss law-governed term sheet outlining key commercial and legal terms for a proposed loan facility, serving as the foundation for detailed loan documentation.
find out more
Line Of Credit Contract
A Swiss law-governed agreement establishing a flexible credit facility between a lender and borrower, setting out terms for accessing and repaying credit up to a predetermined limit.
find out more
International Loan Agreement
Swiss law-governed agreement establishing terms for international lending arrangements, including loan terms, security, and cross-border considerations.
find out more
Equipment Loan Agreement Form
Swiss law-governed agreement establishing terms for temporary equipment loans, including maintenance, liability, and return conditions.
find out more
Short Term Loan Agreement
Swiss law-governed agreement establishing terms and conditions for a short-term loan, including loan amount, interest, and repayment provisions.
find out more
Real Estate Mortgage Agreement
A Swiss law-governed agreement establishing a mortgage over real estate property, detailing loan terms and security arrangements under the Swiss mortgage certificate (Schuldbrief) system.
find out more
Real Estate Loan Agreement
A Swiss law-governed agreement setting out terms and conditions for real estate-secured financing, including loan terms, security arrangements, and compliance with Swiss banking and property regulations.
find out more
Mezzanine Loan Agreement
A Swiss law-governed agreement for subordinated debt financing with equity-like features, establishing terms for mezzanine lending including security, subordination, and potential equity conversion rights.
find out more
Master Loan Agreement
Swiss law-governed framework agreement establishing terms and conditions for ongoing lending relationships between financial institutions and borrowers.
find out more
Margin Loan Agreement
A Swiss law agreement governing margin lending facilities secured by financial instruments, compliant with Swiss financial services regulations and banking requirements.
find out more
Loan Note Agreement
A Swiss law-governed agreement documenting terms of loan notes issuance, including interest, repayment, and noteholder rights.
find out more
Loan Guarantee Agreement
A Swiss law-governed agreement where a guarantor secures a borrower's loan obligations, subject to Swiss Code of Obligations requirements.
find out more
ұԾ’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; ұԾ’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)