¶¶Òõ¶ÌÊÓÆµ

Broker And Agent Agreement Template for Australia

Create a bespoke document in minutes,  or upload and review your own.

4.6 / 5
4.8 / 5

Let's create your Broker And Agent Agreement

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Get your first 2 documents free

Your data doesn't train Genie's AI

You keep IP ownership of your information

Key Requirements PROMPT example:

Broker And Agent Agreement

"I need a Broker and Agent Agreement for my financial services firm based in Sydney, focusing on wealth management products, with specific provisions for performance-based commissions and the ability to appoint sub-agents in New South Wales, to be effective from March 2025."

Document background
The Broker And Agent Agreement is essential for businesses operating in Australia that engage external parties to act on their behalf in various capacities. This document is particularly relevant in regulated industries such as financial services, real estate, and insurance, where specific licensing and compliance requirements must be met. The agreement establishes the framework for the relationship between the principal and the broker/agent, including scope of authority, compensation structures, and compliance obligations. It is designed to comply with Australian regulatory requirements, including the Corporations Act 2001, ASIC regulations, and relevant state-based legislation. The document is crucial for risk management and clearly defining the parameters of the business relationship while ensuring all parties understand their obligations and responsibilities under Australian law.
Suggested Sections

1. Parties: Identifies and provides full details of all parties to the agreement

2. Background: Explains the context and purpose of the agreement, including any relevant business context

3. Definitions: Defines key terms used throughout the agreement

4. Appointment and Scope: Details the formal appointment of the broker/agent and defines the scope of services

5. Term and Termination: Specifies the duration of the agreement and conditions for termination

6. Duties and Responsibilities: Outlines the specific duties and responsibilities of both parties

7. Compensation and Fees: Details the fee structure, commission rates, and payment terms

8. Compliance and Licensing: Addresses regulatory compliance requirements and necessary licensing obligations

9. Confidentiality: Specifies confidentiality obligations and handling of sensitive information

10. Indemnification: Details mutual indemnification provisions and liability limitations

11. Insurance: Specifies required insurance coverage and minimum limits

12. Dispute Resolution: Outlines the process for resolving disputes between parties

13. General Provisions: Contains standard boilerplate clauses including governing law, notices, and amendments

Optional Sections

1. Non-Competition: Includes restrictions on competitive activities - used when protecting market territory or client relationships

2. Intellectual Property: Addresses ownership and usage of intellectual property - included when branded materials or proprietary systems are involved

3. Data Protection: Detailed data handling and privacy requirements - necessary when significant personal data processing is involved

4. Sub-Agents: Rules regarding the appointment of sub-agents - included when sub-contracting is permitted

5. Marketing and Branding: Guidelines for marketing and brand usage - relevant when the broker/agent will conduct marketing activities

6. Training and Support: Details of training and support provided - included when ongoing support is part of the relationship

7. Performance Metrics: Specific performance targets and evaluation criteria - used when performance-based elements are included

8. Territory Rights: Defines geographical or market segment exclusivity - included when territorial rights are granted

Suggested Schedules

1. Schedule A - Commission Structure: Detailed breakdown of commission rates, tiers, and calculation methods

2. Schedule B - Territory Map: Geographical boundaries or market segments if territorial rights are granted

3. Schedule C - Approved Products/Services: List of products or services the broker/agent is authorized to sell or promote

4. Schedule D - Required Qualifications: List of mandatory qualifications, licenses, and certifications

5. Schedule E - Service Level Requirements: Specific performance standards and service level expectations

6. Appendix 1 - Compliance Procedures: Detailed compliance requirements and procedures

7. Appendix 2 - Reporting Templates: Standard forms and templates for required reports

8. Appendix 3 - Privacy Policy: Detailed privacy and data protection procedures

Authors

Alex Denne

Head of Growth (Open Source Law) @ ¶¶Òõ¶ÌÊÓÆµ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions


















































Clauses









































Relevant Industries

Financial Services

Real Estate

Insurance

Commodities Trading

Securities Trading

Property Management

Wealth Management

Business Services

Import/Export

Mortgage Lending

Relevant Teams

Legal

Compliance

Operations

Risk Management

Business Development

Sales

Partner Relations

Commercial

Regulatory Affairs

Contract Administration

Relevant Roles

Compliance Officer

Legal Counsel

Business Development Manager

Sales Director

Operations Manager

Risk Manager

Broker Relations Manager

Agent Partnership Director

Contract Administrator

Regulatory Affairs Manager

Channel Manager

Partnership Manager

Chief Operating Officer

Commercial Director

Industries









Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Broker Independent Contractor Agreement

Australian-compliant independent contractor agreement establishing terms between a principal company and broker, meeting federal and state regulatory requirements.

find out more

Standard Broker Agreement

An Australian-law governed agreement establishing the terms and conditions between a licensed broker and their client for financial intermediary services.

find out more

Sponsorship Broker Agreement

An Australian-law governed agreement defining the terms for sponsorship broker services, including responsibilities, commissions, and performance requirements.

find out more

Business Broker Confidentiality Agreement

An Australian-law governed agreement establishing confidentiality obligations between business brokers and potential buyers during business sale processes.

find out more

Sub Broker Agreement

An Australian financial services agreement establishing the relationship between a primary broker and sub broker, outlining service terms and regulatory compliance requirements under Australian law.

find out more

Commercial Loan Broker Agreement

An Australian-law governed agreement between a commercial loan broker and business client establishing terms for loan broking services and compensation.

find out more

Buyer Agency Agreement

An Australian legal agreement establishing the terms and conditions between a buyer's agent and their client for property acquisition services, compliant with Australian real estate laws.

find out more

Buyer Broker Exclusive Employment Agreement

An Australian legal agreement establishing an exclusive relationship between a property buyer and their appointed real estate broker for property purchase services.

find out more

Business Broker Agreement

An Australian-compliant agreement establishing terms between a business broker and business owner for the professional marketing and sale of a business.

find out more

Business Broker Listing Agreement

An Australian-compliant agreement establishing terms between a business broker and business owner for the marketing and sale of a business.

find out more

Co Broker Agreement

An Australian legal agreement establishing collaboration terms between real estate brokers, including commission sharing and operational procedures.

find out more

Buyer Broker Exclusive Agreement

An Australian-compliant exclusive agreement appointing a real estate broker to represent a buyer in property transactions, outlining services, obligations, and compensation terms.

find out more

Buyer Broker Agreement

An Australian agreement establishing the terms and conditions between a property buyer and their appointed broker for property transaction representation.

find out more

Wholesale Broker Agreement

An Australian-compliant agreement governing the relationship between a principal financial institution and a wholesale broker, including regulatory compliance, operational terms, and remuneration structures.

find out more

Tenant Broker Agreement

An Australian-law governed agreement between a tenant broker and client for commercial property search and lease negotiation services.

find out more

Split Commission Agreement

An Australian-compliant agreement governing the sharing of commission income between multiple parties, including calculation methods and payment terms.

find out more

Sales Broker Agreement

An Australian-governed agreement establishing terms and conditions between a principal company and sales broker for the representation and sale of products or services.

find out more

Rental Broker Agreement

An Australian-compliant agreement establishing the terms between a rental broker and client for property rental services.

find out more

Real Estate Broker Agreement

An Australian-compliant agreement establishing the terms and conditions between a real estate broker and their client for property sales or management services.

find out more

Real Estate Agent Referral Agreement

An Australian-law governed agreement establishing terms and conditions for client referrals between real estate agents, including commission structures and compliance requirements.

find out more

Real Estate Agent Independent Contractor Agreement

An Australian-compliant agreement establishing an independent contractor relationship between a real estate agency and agent, defining terms, commissions, and responsibilities.

find out more

Non Exclusive Buyer Broker Agreement

An Australian agreement establishing a non-exclusive relationship between a property buyer and broker, governed by Australian property and agency laws.

find out more

Non Exclusive Broker Agreement

An Australian-law governed agreement establishing a non-exclusive relationship between a principal and broker, defining service terms and compliance requirements.

find out more

Broker Contract Agreement

An Australian-law governed agreement establishing the terms and conditions between a broker and client for the provision of brokerage services, ensuring regulatory compliance and client protection.

find out more

Broker Commission Split Agreement

An Australian-compliant agreement that establishes commission sharing arrangements between brokers and/or brokerage firms, including payment terms and regulatory obligations.

find out more

Broker Commission Agreement

An Australian-law governed agreement establishing commission terms and conditions between a principal company and broker, including payment structure and compliance requirements.

find out more

Broker Client Agreement

An Australian-law governed agreement between a licensed broker and client establishing terms for financial services provision and regulatory compliance.

find out more

Broker Carrier Agreement

An Australian-law governed agreement between freight brokers and carriers establishing terms for transport services, compliance, and operational requirements.

find out more

Broker And Agent Agreement

An Australian-governed agreement establishing the terms and conditions between a principal company and its broker or agent, ensuring compliance with local regulations and industry standards.

find out more

Broker Agent Commission Agreement

An Australian law-governed agreement establishing commission terms and conditions between a principal and broker/agent, including service scope and regulatory compliance requirements.

find out more

Agent To Agent Commission Agreement

An Australian-compliant agreement establishing commission sharing arrangements between agents, including payment terms and operational procedures.

find out more

Agent Commission Agreement

An Australian-law governed agreement establishing terms for agent representation and commission payments between a principal and agent.

find out more

Agent Commission Sharing Agreement

An Australian-compliant agreement establishing commission sharing arrangements between agents, defining split ratios and payment terms.

find out more

Mortgage Broker Agreement

An Australian-law governed agreement between a mortgage broker and client, setting out terms for mortgage broking services and ensuring regulatory compliance.

find out more

Loan Broker Fee Agreement

An Australian-compliant agreement establishing terms and fees for loan broking services, meeting NCCP Act requirements.

find out more

Loan Broker Commission Agreement

An Australian-law governed agreement between a financial institution and loan broker establishing commission structures and operational requirements for loan facilitation services.

find out more

Loan Broker Agreement

An Australian-compliant agreement governing the relationship between a loan broker and client, including service scope, fees, and regulatory obligations.

find out more

Listing Agreement Between Principal And Broker

An Australian real estate listing agreement that establishes the terms and conditions between a property owner and broker for the marketing and sale of property, compliant with Australian federal and state real estate laws.

find out more

Cooperating Broker Compensation Agreement

An Australian-law governed agreement establishing compensation terms between cooperating real estate or business brokers for commission splits and referral arrangements.

find out more

Introducing Broker Agreement

An Australian law-governed agreement establishing terms for client referrals between an introducing broker and a principal financial firm, including compliance and compensation arrangements.

find out more

Independent Contractor Agreement Between Broker And Associate

An Australian-compliant agreement establishing an independent contractor relationship between a broker and associate in the financial services sector.

find out more

Commercial Real Estate Commission Agreement

An Australian agreement establishing commission terms and conditions between property owners and real estate agents for commercial property transactions.

find out more

Commercial Real Estate Buyer Broker Agreement

An Australian agreement establishing the terms between a commercial real estate broker and property buyer, outlining services, obligations, and compensation structure.

find out more

Exclusive Seller Brokerage Engagement Agreement

An Australian real estate agreement establishing exclusive rights for a broker to market and sell a property, outlining services, obligations, and commission terms under Australian law.

find out more

Commercial Listing Agreement

An Australian-law governed agreement between a property owner and real estate agent for the marketing and sale/lease of commercial property.

find out more

Builder Broker Agreement

An Australian-law governed agreement establishing the terms and conditions between a Builder Broker and their client, defining services, responsibilities, and compensation structures.

find out more

Broker To Broker Commission Agreement

An Australian-law governed agreement establishing commission sharing arrangements between licensed brokers, including regulatory compliance and operational procedures.

find out more

Broker To Broker Agreement

An Australian-law agreement establishing operational and commercial terms between two licensed brokers, ensuring compliance with ASIC regulations and financial services laws.

find out more

Broker Seller Agreement

An Australian-governed agreement establishing terms and conditions between a broker and seller for the representation and sale of products or services.

find out more

Broker Salesperson Agreement

An Australian-compliant agreement establishing the legal and operational relationship between a real estate broker and salesperson, including rights, obligations, and compensation terms.

find out more

Commercial Lease Commission Agreement

An Australian-jurisdiction agreement establishing commission terms between property owners and real estate agents for commercial property leasing services.

find out more

Commercial Broker Agreement

An Australian-law governed agreement establishing terms between a principal company and commercial broker, defining service scope, authority, and compensation arrangements.

find out more

Broker Referral Agreement

An Australian-compliant agreement governing broker referral arrangements, including regulatory compliance, fee structures, and operational procedures.

find out more

Broker Listing Agreement

An Australian-compliant agreement between a property owner and real estate broker establishing terms for property listing and sale services.

find out more

Broker Lease Agreement

An Australian legal agreement establishing the terms and conditions between a real estate broker and client for property leasing services, compliant with federal and state regulations.

find out more

Co Broker Listing Agreement

An Australian-compliant agreement between two real estate brokers establishing terms for collaboration on property listings and commission sharing arrangements.

find out more

Broker Fee Agreement

An Australian-compliant agreement establishing terms, conditions, and fee arrangements between a broker and client for professional broking services.

find out more

Broker Exclusive Agreement

An Australian-law governed agreement establishing exclusive rights for a broker to provide specified services to a client, including terms of service, compensation, and regulatory compliance.

find out more

Real Estate Agent Contract

An Australian-compliant agreement between property owners and licensed real estate agents/agencies for property sales, leasing, or management services.

find out more

Download our whitepaper on the future of AI in Legal

By providing your email address you are consenting to our Privacy Notice.
Thank you for downloading our whitepaper. This should arrive in your inbox shortly. In the meantime, why not jump straight to a section that interests you here: /our-research
Oops! Something went wrong while submitting the form.

³Ò±ð²Ô¾±±ð’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; ³Ò±ð²Ô¾±±ð’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

Our bank-grade security infrastructure undergoes regular external audits

We are ISO27001 certified, so your data is secure

Organizational security

You retain IP ownership of your documents

You have full control over your data and who gets to see it

Innovation in privacy:

Genie partnered with the Computational Privacy Department at Imperial College London

Together, we ran a £1 million research project on privacy and anonymity in legal contracts

Want to know more?

Visit our for more details and real-time security updates.